Monday, November 18, 2013

Does the exclusion clause effectively cover the breach?

As a consequence of the disfavour with which the judiciary have looked on exclusion clauses, a number of rules of construction have been developed which operate to restrict the effectiveness of exclusion clauses. These include the following:

• The construction of the clause


The court will determine whether the clause, on its construction, covers what has occurred. In Andrews v Singer  the plaintiffs contracted to buy some new Singer cars from the defendant. A clause excluded all conditions, warranties and liabilities implied by statute, common law or otherwise. One car supplied was not new. It was held that the requirement that the cars be new was an express condition of the contract and, therefore, was not covered by the exclusion clause, which only referred to implied clauses.

• The contra proferentem rule

This requires that any uncertainties or ambiguities in the exclusion clause are interpreted against the person seeking to rely on it. In Hollier v Rambler  it was stated that as the exclusion clause in question could be interpreted as applying only to non-negligent accidental damage or, alternatively, as including damage caused by negligence, it should be restricted to the former, narrower interpretation. As a consequence, the plaintiff could recover for damages caused to his car by the defendants’ negligence. A more recent example of the operation of the contra proferentem rule may be seen in Bovis Construction Ltd v Whatlings Construction Ltd  The details of the contract between the two parties were based on a standard form and a number of letters. One of the letters introduced a term which limited the defendants’ liability in respect of time related costs to £100,000. The plaintiffs terminated the contract on the basis of the defendants’ lack of diligence in carrying out the contracted work. When they subsequently sued for £2,741,000, the defendants relied on the limitation clause. The House of Lords decided that as thedefendants had introduced the limitation clause, it had to be interpreted strictly, although not as strictly as a full exclusion clause. It was held that the term ‘timerelated costs’ applied to losses arising as a consequence of delay in performance, and not non-performance. The defendants had been guilty of the latter and were,therefore, fully liable for the consequences of their repudiatory breach. More recently, an ambiguous clause was considered by the Court of Appeal in The University of Keele v Price Waterhouse The appellant accountants claimed they were not liable to pay damages to the university, which had suffered loss of anticipated savings under a profit related pay scheme. The appellants had given negligent financial advice in relation to the scheme. A clause of the contract between the appellants and the university indicated that, subject to a cap on liability of twice the anticipated savings, the appellants accepted ‘liability to pay damages in respect of loss or damage suffered by the university as a direct result of our providing the Services’. The clause went on to say, ‘All other liability is expressly excluded, in particular consequential loss, failure to realise anticipated savings or benefits and a failure to obtain registration of the Scheme’. The appellants contended that the second part of the clause protected them from liability. Clearly, the clause, taken as a whole, appeared contradictory; the first part limited liability in relation to anticipated savings, whilst the second part excluded any such liability. The Court of Appeal interpreted the clause as meaning that the second part applied only to exclude liability which exceeded the cap on liability in the first part.

• The doctrine of fundamental breach


In a series of complicated and conflicting cases, ending with the House of Lords’ decision in Photo Production v Securicor Transport  some courts attempted to develop a rule that it was impossible to exclude liability for breach of contract if a fundamental breach of the contract had occurred, that is, where the party in breach had failed altogether to perform the contract.  In Photo Production v Securicor Transport, the defendants had entered into a contract with the plaintiffs to guard their factory. An exclusion clause exempted Securicor from liability, even if one of their employees caused damage to the factory. Later, one of the guards deliberately set fire to the factory. Securicor claimed the protection of the exclusion clause. It was ultimately decided by the House of Lords that whether an exclusion clause could operate after a fundamental breach was a matter of construction. There was no absolute rule that total failure of performance rendered such clauses inoperative. The exclusion clause in this particular case was wide enough to cover the events that took place, and so Photo Production’s action failed.

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